Know Your Customer (KYC) Framework

We prioritize compliance and risk management to uphold the integrity of our operations and protect our stakeholders. Our Know Your Customer (KYC) framework is designed to meet the specific needs of our diverse industry sectors, ensuring robust risk mitigation and regulatory adherence.

Our KYC practices are built on a deep understanding of market dynamics and leverage advanced techniques to minimize fraud risks and ensure compliance. We recognize that partnering with us is a significant commitment, and we maintain rigorous standards in evaluating potential clients and partners.

Key Pillars of Our KYC Approach:

Risk Management: We conduct comprehensive risk assessments for each potential customer to ensure transparent and secure interactions. This includes evaluating the nature and purpose of the business relationship, understanding the customer's business model, and identifying any potential risks associated with the partnership.
Credit Score Evaluation: We assess the creditworthiness of our customers to maintain financial stability and mitigate credit risks. This evaluation helps us ensure that our engagements are with financially stable entities capable of fulfilling their obligations.
Background Checks and Criminality Verification: We perform thorough background checks to identify any criminal history that could pose a risk to our operations or stakeholders. This step is crucial in maintaining the integrity and safety of our business relationships.
Anti-Money Laundering (AML) Measures: Our stringent AML measures are designed to prevent money laundering activities and ensure that all transactions are legitimate and compliant with regulatory standards. This includes monitoring transactions, verifying the source of funds behind compliance Basel IV (and others), and reporting suspicious activities.

For investors and broker-dealers, in addition to the above measures, we conduct thorough analyses of their origin funds and state of assets to ensure the legitimacy and integrity of their financial contributions. For customers, we perform detailed retail background checks to enhance transparency and security in our engagements.

Commitment to Compliance:

Compliance is a foundational element of our business strategy. We adhere to global regulatory standards and best practices, ensuring that our operations are transparent, ethical, and secure. By upholding these standards, we reaffirm our commitment to integrity and regulatory compliance, fostering trust and long-term relationships with our clients and partners.

Important Notes:

We do not engage in transactions with markets or countries sanctioned by the United States of America.

Our dedication to compliance and KYC processes ensures that Capital Industree remains a trusted partner in the global economy, contributing to the robustness and stability of the energy, finance, and commodities sectors.